Delivering innovative technology solutions for
regulatory, compliance and risk departments
within the financial and legal industries

Technology Solutions
Regulatory Compliance

Regulation and compliance have been the largest areas of change in the financial industry over the last decade, yet the use of technology to provide support and preventative action in this space has been limited.

RegRisk Technology brings together cutting edge and proven technical solutions with financial industry experts to rapidly deliver solutions to radicalise your firms use of technology, ensuring effective controls are in place. 

Project China

A proven and innovative technology which enhances your existing e-comms control policy to create a true physical barrier for unapproved document and email distribution.

Integrates seamlessly with your existing infrastructure to give one-click document classification and either hard or soft blocks on the unapproved dissemination outside of defined project groups inside or outside your company.

Software is proven in the field over 10 years with hundreds of thousands of users worldwide. Integration and business support is provided by our own experts drawn from finance, compliance and IT.

Project China: Our e-communications solution

Support existing information barriers

Works alongside your current infrastructure for insider list management and e-comms.

Prevents misdirected electronic communications

Hard or soft blocks on the distribution of sensitive materials via email to unapproved persons.

Proven technology solution applied to finance

Extensive use in government and defence industries supported by financial markets experts.

Project Mobile

Mobile device usage is critical for maintaining efficient and up to date communication in the business world.  However there are times when privacy concerns need addressing for either "Bring Your Own" or company provided devices.

Project Mobile is an innovative solution which prevents sensitive apps such as cameras, encrypted messaging and social media from working within various part of your office environment.  Accurate Geo-fencing technology allows full access to employees in breakout areas or the canteen for example, while protecting your firms data in sensitive areas.

Project America

An innovative digital vendor management system that ensures compliance with EBA guidelines and sound governance around both your outsourcing and insourcing requirements.

First in class digital solution which provides value support for your vendor procurement team as well as peace of mind for your compliance division.

Training & Embedding

Ensuring new technology and policies are both applied and more importantly, embedded in the culture of your firm are critical. We are here to help you with full policy roll-outs.

Bespoke Consulting

All our technology solutions come with customised implementation and business support for your needs. However, we recognise that some firms have bespoke needs in the regulatory and compliance space which are not directly addressed by our main products.  In this case we can provide expert advice on how to resolve your issues with innovative technology from our leadership team.

Our Leadership Team

Steven Marshall - 30 years of front office banking experience

Steven Nash - 25 years working in senior compliance roles

Colin Woodford - 30 years experience in finance IT delivery

Connect with us

For further information on our products or how we can help you apply innovative technology to solve regulatory compliance issues for you, please reach out to us on email or use the form below.

Contact Information

Office Address:
25ep, 25 Eccleston Place, London, SW1W 9NF

Registered Address:
5 Forest House, 186 Forest Road, Loughton, Essex, IG10 1EG

Company Number: 12270907
VAT Number: 337 3523 05

Telephone: +44 (0) 20 7101 4324

© Copyright 2020 RegRisk Technology